HSBC Fined $4.2 Million for Mismanaging Client Assets
HSBC has been fined $4.2 million by the UK's Financial Conduct Authority for failing to…
FCA
Pensioners Face Financial Hardship as Thousands Overcharged on Pension Withdrawals
Thousands of pensioners in the UK are being overcharged on their pension withdrawals, leaving them…
Wood Group Faces Financial Conduct Authority Probe Over Dubai Dealings
Wood Group, a UK-based energy services company, is under investigation by the Financial Conduct Authority…
US Department of Justice Intensifies False Claims Act Enforcement
The US Department of Justice (DOJ) has increased its use of the False Claims Act…
FCA Imposes Hefty Fine on Neil Woodford’s Fund: A Cautionary Tale for Investors
The Financial Conduct Authority (FCA) has fined Neil Woodford's fund for breaching regulatory rules, sparking…
FCA Boss Fires Back at Critics Over Motor Finance Redress
The Financial Conduct Authority's chief executive has defended the regulator's handling of motor finance redress,…
UK Financial Regulator Slaps Neil Woodford with £46m Fine and 6-Year Ban
Former investment manager Neil Woodford has been fined £46m and banned from managing funds for…
UK Financial Regulator Slaps Neil Woodford and Investment Firm with Hefty Fines
Neil Woodford, a former star fund manager, and his investment firm have been fined by…
Bank Shares Soar as Supreme Court Reduces Car Loan Compensation Payouts
Bank shares surge after Supreme Court ruling reduces car loan compensation payouts, providing relief to…